Senior Wealth Advisor

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This Fortune 500 financial institution is built on the strength and depth of its client relationships – and those relationships start with financial advisors. That's why they are committed to investing in acquisitions, new products, tools, and capabilities to help advisors serve their clients and run a thriving business. They give advisors the freedom, guidance, and end-to-end support to run their practice their way – help the advisor to grow, while developing deeper relationships with clients.

Qualifications & Experience

• 5+ years of experience in investment advisory or wealth management
• Proven, transferable book of business with high-net-worth clients (minimum of $10M AUM)
• Active Investment Adviser Representative credentials (Series 65, or Series 7 + 66, or equivalent)
• Strong client-facing presence with the ability to manage complex financial relationships independently
• Entrepreneurial mindset with enthusiasm for Ameriprise and technology-enabled advisory models
• Ability to thrive in a fast-paced, high-growth environment with evolving priorities

Responsibilities

• Serve as a trusted advisor to high-net-worth individuals and families, managing complex portfolios and long-term client relationships
• Grow assets under management by onboarding a transferable book of business, expanding existing business, and cultivating new client opportunities
• Deliver holistic financial planning
• Support training initiatives and help scale best practices across the advisory organization

Compensation & Benefits

• Highly competitive compensation structure
• Performance-based payout rates range from 72% to 91% of gross dealer concession (GDC).
• Initial fixed payouts for a guaranteed term are based on multiple factors.

Office space branch of your choiceIndependent Financial Advisor

A true ownership path for advisors who want autonomy, flexibility, and long‑term enterprise value.

 

Role Overview

This model is for entrepreneurial advisors who want full control of their practice while leveraging a nationally recognized wealth management platform. Advisors operate as independent business owners with complete authority over branding, staffing, expenses, and client experience.

 

Key Responsibilities

·       Lead and grow an independent advisory practice with full decision‑making authority.

·       Deliver goals‑based financial planning and sophisticated wealth strategies to HNW households.

·       Build your client base through referrals, COIs, digital marketing, and local market presence.

·       Manage your own P&L, staffing, and long‑term business strategy.

·       Create equity value through ownership of your practice.

 

Compensation

Earnings vary based on production. Typical advisor earnings range from $150,000 – $600,000+, with top producers exceeding $1M.

Payouts generally fall between the low 70s and low 90s, depending on production tier.

 

Support & Resources Provided

·       Competitive payouts typically ranging from the low 70s to low 90s, depending on production.

·       Multiple bonus and transition programs designed to support onboarding and early growth.

·       A modern technology stack built for efficient planning and client management.

·       National marketing resources and client acquisition tools.

·       Access to advisor communities, mentorship, and leadership development.

 

Ideal Candidate

·       5+ years of advisory experience with a transferable book.

·       Entrepreneurial mindset with a desire for autonomy and ownership.

·       Strong planning orientation and proven ability to manage HNW relationships.

·       Clean compliance record and commitment to fiduciary‑minded advice.

 

JOB ID: 177900

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Trish Boyd

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